-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ESmjy8pALV2j6kGUh2sEM0eGO58nMXH78QjveLVuHa4T6pODiXZi8VXJ9ACAeZsM RS2/1G51I9yMyidiAEznCQ== 0001193125-04-025824.txt : 20040218 0001193125-04-025824.hdr.sgml : 20040218 20040218153312 ACCESSION NUMBER: 0001193125-04-025824 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040218 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BANK MUTUAL CORP CENTRAL INDEX KEY: 0001123270 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 392004336 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-59813 FILM NUMBER: 04613206 BUSINESS ADDRESS: STREET 1: 4949 W. BROWN DEER RD CITY: BROWN DEER STATE: WI ZIP: 53223 BUSINESS PHONE: 4143626113 MAIL ADDRESS: STREET 1: 4949 W. BROWN DEER RD CITY: BROWN DEER STATE: WI ZIP: 53223 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MUTUAL SAVINGS BANCORP MHC CENTRAL INDEX KEY: 0001127441 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 4949 W BROWN DEER RD CITY: BROWN DEER STATE: WI ZIP: 53223 BUSINESS PHONE: 4143541500 MAIL ADDRESS: STREET 1: 4949 W BROWN DEER RD CITY: BROWN DEER STATE: WI ZIP: 53223 SC 13D/A 1 dsc13da.txt AMENDMENT NO. 1 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 BANK MUTUAL CORPORATION (Name of Issuer) Common Stock, $0.01 Par Value Per Share (Title of Class of Securities) 063750 10 3 (CUSIP Number) Michael T. Crowley, Jr. Bank Mutual Corporation 4949 West Brown Deer Road Milwaukee WI 53223 (414) 354-1500 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 29, 2003 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. (continued on following pages) SCHEDULE 13D CUSIP No. 063750 10 3 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Bank Mutual Bancorp, MHC (the "MHC") FEIN 39-2004524 (f/k/a Mutual Savings Bancorp, MHC) 2. Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] 3. SEC Use Only 4. Source of Funds - N/A 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] 6. Citizenship or Place of Organization Formerly a federally-chartered entity Number of Shares Beneficially Owned by Each Reporting Person With: 7. Sole Voting Power - 0 8. Shared Voting Power - 0 9. Sole Dispositive Power - 0 10. Shared Dispositive Power - 0 11. Aggregate Amount Beneficially Owned by Each Reporting Person - 0 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] 13. Percent of Class Represented by Amount in Row (11) - 0% 14. Type of Reporting Person OO - 2 - Item 1. Security and Issuer. - ------ ------------------- Name of Issuer and Address of Principal Executive Offices: Bank Mutual Corporation ("BKMU") 4949 West Brown Deer Road Milwaukee WI 53223 Security to Which This Statement Relates: Common Stock, $.01 Par Value ("BKMU Common") Item 2. Identity and Background. - ------ ----------------------- This Schedule is filed on behalf of Bank Mutual Bancorp, MHC, a no longer existing U.S. chartered mutual holding company (the "MHC") formerly known as "Mutual Savings Bancorp, MHC". The MHC's principal business was to hold a majority of the BKMU Common. Its address was 4949 West Brown Deer Road, Milwaukee, Wisconsin 53223. (f). All of the Insiders are U.S. citizens. Item 3. Source and Amount of Funds or Other Consideration. - ------ ------------------------------------------------- N/A Item 4. Purpose of the Transaction. - ------ -------------------------- The shares of BKMU Common formerly owned by the MHC were cancelled without consideration being received by the MHC, and the MHC's corporate existence ceased, as part of BKMU's full conversion transaction, which was effective October 29, 2003. Item 5. Interest in Securities of the Issuer. - ------ ------------------------------------ (a) and (b). No shares owned. (c). See Item 4. (d). None. (e). See Item 4. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect - ------ to Securities of the Issuer. --------------------------------------------------------------------- None Item 7. Material to be Filed as Exhibits. - ------ -------------------------------- None - 3 - SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 17, 2004. BANK MUTUAL BANCORP, MHC By: /s/ Michael T. Crowley, Jr. --------------------------- Michael T. Crowley, Jr., Former President and CEO - 4 - -----END PRIVACY-ENHANCED MESSAGE-----